Full Disclaimer

Effective Date: August 17, 2026

Simple Concepts Trading LLC, State of Texas, United States

We Are Not Licensed Financial Professionals

Neither Simple Concepts Trading LLC nor any of its officers, directors, employees, other personnel, representatives, agents or independent contractors is, in such capacities or any capacity, a licensed financial adviser, registered investment adviser, investment professional, registered securities broker-dealer or FINRA, SIPC, or NFA member firm. We are not registered as brokers or advisors with the U.S. Securities and Exchange Commission (the "SEC") or with any state securities regulatory authority or any other federal or state agency. We are neither licensed nor qualified to provide investment advice.

The purchase of, sale of, or giving of advice regarding foreign currencies, commodities, stocks, options or futures can only be performed by a licensed, registered or exempt person. You are encouraged to consult with a licensed representative or registered investment professional prior to making any particular investment or using any investment strategy.

No one receiving or accessing our content material should make any investment decision without first consulting his or her own personal financial advisor and conducting his or her own research and due diligence, including carefully reviewing any applicable prospectuses, press releases, reports and other public filings of the issuer of any securities being considered. Before deciding to trade, you should become aware of all the risks associated with stock and options trading and seek advice from an independent and suitably licensed financial advisor.

We Do Not Give Investment Advice

Simple Concepts Trading LLC does not provide investment or financial advice or make investment recommendations. Simple Concepts Trading LLC is not in the business of transacting trades, nor does Simple Concepts Trading LLC agree to direct your brokerage accounts or give trading advice tailored to your particular situation.

Each person who visits this site or uses our materials is responsible for any losses they take in the financial markets.

Any information we provide is general in nature and shall not be relied upon as personal financial advice. Neither your personal objectives, financial situation nor needs have been taken into consideration. Accordingly, you should consider how appropriate the information is to those objectives, financial situation and needs before acting on it.

Content generated by Simple Concepts Trading LLC or members of its community does not contain advice or recommendations by or on behalf of registered Investment Advisors. All trades, patterns, charts, systems, and similar material discussed in our content are for illustrative purposes only and are not to be construed as specific advisory recommendations.

The information presented on this site is not intended to be used as the sole basis of any investment decision, nor should it be construed as advice designed to meet the investment needs of any particular investor. Nothing in our material constitutes legal, accounting or tax advice or individually tailored investment advice. Our material is prepared for general circulation and has been prepared without regard to the individual financial circumstances and objectives of persons who receive or obtain access to it.

Prior to buying or selling any financial instrument, an investor must evaluate his or her own personal financial situation and consider all relevant risk factors.

This Is Not A Solicitation To Buy Or Sell Any Financial Instrument

This website is neither a solicitation nor an offer to buy or sell futures, options, currencies or any other financial instrument, and nothing herein shall be construed as a solicitation or recommendation to buy, sell or hold any financial instrument. Nothing contained in our content constitutes a solicitation, recommendation, promotion, or endorsement of any particular security, other investment product, transaction or investment.

Understand that Simple Concepts Trading LLC, its owners, subsidiaries, employees, affiliates and agents do not solicit or execute trades. Nothing in its products, services, or communications shall be construed as a solicitation or recommendation to buy or sell a security. None of the information presented should be construed as an offer to sell or buy any particular security.

Recognize that neither unique experiences, past performances, historical tests, nor included or accessible strategies, scans or patterns constitute recommendations or solicitations to buy, sell or hold any financial instrument.

All content material and related documents should never be considered to be a solicitation for any purpose, in any form or content. Upon consuming the content material and information on this site, you acknowledge this warning. Do not base any investment decision upon any materials found on this site.

Trading Involves Substantial Risk

Trading stock, options, futures, options on futures, currencies, hedge funds, private equity, retail off-exchange foreign currency or any other financial instrument involves substantial risk of loss and is not suitable for all investors. You should carefully consider whether trading is suitable for you in light of your circumstances, knowledge, and financial resources.

Trading carries a high level of risk and can result in the loss of all or more of your initial investment. Only risk capital should be used to trade. Do not trade with money you cannot afford to lose.

You must be aware of the risks and be willing to accept them in order to invest in these markets. Opinions and market data are subject to change at any time.

Electronic trading also has technology risks. System access, trade placement and execution may be delayed or fail due to market volatility and volume, quote delays, system and software errors, Internet traffic, outages and other factors.

Trading Is Not Suitable For Everyone

Trading securities is not suitable for everyone.

Your success is entirely dependent upon your actions. You are required to do your own research and due diligence. Your success depends on your unique skills, time commitment, and individual effort.

You are solely responsible for the selection of your own stocks, currencies, options, commodities, futures contracts, strategies, and scans, and for monitoring your brokerage accounts.

Results Are Not Typical And Are Not Guaranteed

Any trade examples, testimonials, case studies, student results, or account records we share reflect the experience of specific individuals under specific market conditions during a specific period. They are illustrations of what has happened for those individuals. They are not averages, they are not typical, and they are not a promise, guarantee, or projection that you or anyone else will achieve similar results.

Individual results vary and depend on factors we do not control, including your starting capital, your risk tolerance, your experience, the time you commit, prevailing market conditions, and whether you follow the material as taught. Many people who purchase educational materials of any kind do not complete them and get no results at all.

We make no representation that any account will or is likely to achieve profits or losses similar to any result discussed in our materials. Trading involves the risk of loss, including the loss of your entire investment.

Where a student result is shown, it is shown with that student's permission and reflects their own trading records as they provided them to us.

Past Performance Does Not Guarantee Future Results

Past performance is not necessarily indicative of future results. The past performance of any trading system or methodology is not necessarily indicative of future results.

The past performance of this material is not and should not be taken as an indication of future performance. Caution should be exercised in assessing future performance. This product, like all other financial products, is subject to market forces and unpredictable events that may adversely affect future performance.

Caution should also be exercised in assessing any forward-looking claim of performance, as such claims are based on assumptions.

Recognize that neither unique experiences, past performances, historical tests, nor included or accessible strategies, scans or patterns guarantee future results. Past performance is not a guarantee of future results, and a loss of original capital may occur.

You Trade At Your Own Risk

You must trade at your own risk and do so responsibly. Your use of the service is at your sole risk. This includes the entire programs and anything, including without limitation delays or outages of any type, which may adversely affect you.

All investors must evaluate the alternative investment they are interested in, and shall not rely upon the opinion of Simple Concepts Trading LLC or any of its officers, directors, employees, other personnel, representatives, agents or independent contractors. Any reference to a specific company or trading strategy must be assessed by the potential investor, and therefore there is no liability incurred by Simple Concepts Trading LLC or any of its officers, directors, employees, other personnel, representatives, agents or independent contractors for any event occurring as a result of these opinions or references.

The user bears responsibility for his or her own investment research and decisions and should seek the advice of a qualified securities professional before making any investment.

No Guarantees

All websites, products and services are provided on an "as is" and "as available" basis. The service is provided without warranties of any kind, whether express or implied, including but not limited to implied warranties of merchantability, fitness for a particular purpose, non-infringement or course of performance. All express warranties and implied warranties are hereby disclaimed to the full extent permitted by law. This site does not warrant that the use or performance of this site will be timely, uninterrupted or free from error, or that its servers will be free from viruses.

Our company does not warrant, guarantee, or make any representations regarding the use, or the results of the use, of the websites, products, services or written materials in terms of correctness, accuracy, reliability, timeliness or otherwise. The entire risk as to the results and performance of the websites, products and services is assumed by the user. If the websites, products, services or written materials are defective, the user, and not Simple Concepts Trading LLC, assumes the entire cost of all necessary servicing, repair or correction.

No representation is being made that the use of any trading strategy, trading system or trading methodology will generate profits. No representation is being made that any account will or is likely to achieve profits or losses similar to those discussed on this website.

Information is in no way guaranteed. No guarantee of any kind is implied or possible where projections of future conditions are attempted.

Our material is based on sources believed to be reliable. However, no representation or warranty, expressed or implied, is made as to the accuracy or completeness of the material, nor is any guarantee or other promise made as to any results that may be obtained from using it.

No oral or written information or advice given by Simple Concepts Trading LLC shall create a warranty or in any way increase the scope of this warranty, and you may not rely on such information or advice to do so.

The accuracy, adequacy, or completeness of any data and content provided by financial exchanges, individual issuers, their respective affiliates and business partners are expressly disclaimed, and we shall not be liable for any errors, omissions or other defects in, or delays or interruptions in, such data, or for any actions taken in reliance thereon.

Simple Concepts Trading LLC makes no express or implied warranties or representations and shall have no liability whatsoever with respect to any data contained herein.

All Information Is For Educational Purposes Only

Simple Concepts Trading LLC products and programs are for educational purposes only. They are intended solely for the avocation, personal enrichment, and enjoyment of users. The information contained on the website is for educational purposes only. The education training program provided hereunder is not designed or intended to qualify users for employment.

Any reference to a specific trading strategy is only to assist in learning and shall never be relied upon when making future investment decisions. All trades, patterns, charts, systems and similar material discussed are for illustrative purposes only and are not to be construed as specific advisory recommendations.

Information contained on the site and in any correspondence is intended for informational purposes only and was obtained from sources believed to be reliable.

View The Document Characteristics And Risks Of Standardized Options

Options involve risk and are not suitable for all investors. Before trading options, please read Characteristics and Risks of Standardized Options, published by The Options Clearing Corporation, available at:

https://www.theocc.com/getmedia/a151a9ae-d784-4a15-bdeb-23a029f50b70/riskstoc.pdf

Hypothetical Or Simulated Performance

CFTC Rule 4.41. Hypothetical or simulated performance results have certain limitations. Unlike an actual performance record, simulated results do not represent actual trading. Also, since the trades have not been executed, the results may have under or over compensated for the impact, if any, of certain market factors, such as lack of liquidity. Simulated trading programs in general are also subject to the fact that they are designed with the benefit of hindsight. No representation is being made that any account will or is likely to achieve profit or losses similar to those shown.

One of the limitations of hypothetical performance results is that they are generally prepared with the benefit of hindsight. In addition, hypothetical trading does not involve financial risk, and no hypothetical trading record can completely account for the impact of financial risk in actual trading. For example, the ability to withstand losses or to adhere to a particular trading program in spite of trading losses are material points which can also adversely affect actual trading results. There are numerous other factors related to the markets in general or to the implementation of any specific trading program which cannot be fully accounted for in the preparation of hypothetical performance results, all of which can adversely affect actual trading results.

Third-Party Tools, Brokers, and Compensation

We may reference or link to third-party brokers, platforms, software, or tools. We do not control them and are not responsible for their content, services, or practices. A reference or link is not an endorsement, and you should evaluate any third party independently.

Where we receive compensation for referring you to a third-party product or service, we will disclose that at the point of the reference.

No Liability

Under no circumstances shall Simple Concepts Trading LLC have any liability to any person or entity for:

(a) any loss or damage in whole or part caused by, resulting from, or relating to any transactions related to trading or the use of Simple Concepts Trading LLC services, or

(b) any direct, indirect, special, consequential or incidental damages whatsoever.

Trading by following, copying or replicating the trades of other traders involves a high level of risk, even when following or copying the trading of top performing traders. Such risks include that you may be following or copying the trading decisions of possibly inexperienced or unprofessional traders, the overall risk associated with stock and options trading, and the risk that a trader's ultimate purpose, intention or financial status may differ from yours.

You also agree that this site shall not be responsible for any content found on this site, that your use of this site and any materials found on or throughout this site is done at your own risk, and that you will be solely responsible for any damages to your computer or data that result.

In no event shall this site, its officers, directors, agents and employees be liable for any loss or injury, direct or indirect, incidental, consequential, special or exemplary damages, or any damages whatsoever arising from the use or performance of this website or from any information, services or products provided through this website, even if this site has been advised of the possibility of such damages. In the event that applicable law prevents the exclusion of liability for certain warranties, such exclusion does not apply to you to the extent limited by law.

To the maximum extent permitted by law, neither Simple Concepts Trading LLC, any of its affiliates, nor any other person shall have any liability whatsoever to any person for any loss or expense, whether direct, indirect, consequential, incidental or otherwise, arising from or relating in any way to any use of or reliance on our material or the information contained in it. Some discussions contain forward looking statements which are based on current expectations, and differences can be expected. All of our material, including the estimates, opinions and information contained in it, reflects our judgment as of the publication or dissemination date and is subject to change without notice. We expressly disclaim any responsibility to update such material.

Contact

Questions about this Disclaimer:

Email: [email protected]

Simple Concepts Trading LLC 15201 Mason Rd, Suite 1000-151 Cypress, TX 77433 United States